Proxy Access & “Substantially Implemented”: Corp Fin Rules on 18 Shareholder Proposals

February 16, 2016 On Friday, Corp Fin posted 18 no-action responses over proxy access shareholder proposals for which companies had argued they should be excluded under Rule 14a-8(i)(10) the substantially implemented basis. Looks like the Staff is favoring the 3% ownership threshold requirement as compared to other terms (egs. number of nominees, group […]

Are You Overestimating Your Ability to Access Your Own Money in Retirement?

Over the last couple of years, Ive spent a whole lot of my time talking to people in or approaching retirement, and Im here to tell you that when it comes to looking at retirement, we are in general an overly optimistic bunch. Im not saying we should be pessimistic about our futures either. Im […]